Assistant Vice President, Regulatory Development and Policy, RegCo

Entity:  Singapore Exchange

Singapore, SG

Job Function:  RegCo
Job Type:  Permanent (HC)
Req ID:  344
Job Responsibilities

Reporting to the Team Leader and Unit Head, this position is responsible for managing a portfolio of regulatory projects.  This include:

  • Work with business and regulatory units on regulatory assessments and solutions for new initiatives.
  • Exercise strong initiative and good judgement in analyzing issues and solving problems.
  • Conduct meetings concerning his/her portfolio which may be of a moderate to complex nature.
  • Direct and co-ordinate tasks among business and regulatory units.
  • Contribute to team goals.
  • Deputise for team leaders on administrative matters.
  • Contribute to initiatives for maintaining/improving processes and systems to ensure effective and efficient execution of unit functions.
  • Build effective relationships with internal and external stakeholders, including business units, market professionals, solicitors, and regulators.
Job Requirements
  • A good degree in Law, Finance or Economics, with at least 2 years’ experience in financial regulations pertaining to broker-dealer oversight, capital markets, clearing houses or corporate governance.
  • Sharp, meticulous and accurate in reviewing and processing information.
  • Able to effectively convey and communicate decisions and information clearly and accurately (both verbal and written).
  • Team player with ability to work independently as required.
  • Candidates with an international, multicultural and cross-disciplinary mindset are preferred.

Job Segment: Regulatory Affairs, Law, Legal